Represented corporate ERISA plan against investment broker claiming false statements and omissions concerning the level of exposure to subprime loans and the valuation of other assets of an issuer were made in connection with the broker’s recommended purchase of the securities. The arbitration included 20 days of testimony, 13 witnesses and 5 expert witnesses. Achieved a confidential settlement after the arbitration panel announced that it had reached a decision and our client was directed to submit a petition to award attorney fees.
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