>Financial Daily Dose 6.5.2019 | Top Story: SEC Votes Today on New Broker Conduct Standards ...
Financial Daily Dose 6.5.2019 | Top Story: SEC Votes Today on New Broker Conduct Standards
Blog Post
The SEC will vote today on what it’s calling Regulation Best Interest, “which says brokers can’t put their own paychecks ahead of a customer’s needs”—the more-industry-acceptable revision of an Obama-era fiduciary duty rule for advisors that has since died a slow death. Still left unclear under the new plan, however, is “whether it would disrupt ...
The post Financial Daily Dose 6.5.2019 | Top Story: SEC Votes Today on New Broker Conduct Standards appeared first on Robins Kaplan Trial Attorneys Blog.
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